MIFIDPRU Public Disclosure Document
Van Lanschot Kempen Investment Management (UK) Limited
Date of disclosure: As of May 2024
For the period: As of 31 December 2023
1. Overview and summary
Van Lanschot Kempen Investment Management (UK) Limited (“Firm” or “we”) is authorised and regulated by the Financial Conduct Authority (“FCA”) (FRN: 166063) as a Markets in Financial Instruments (“MiFID”) firm and subject to the rules and requirements of the FCA’s Prudential Sourcebook for MiFID Investments Firms (“MIFIDPRU”) Handbook.
For the purposes of MIFIDPRU, the Firm has been classified as a non-small non-interconnected (“SNI”) firm, therefore as a non-SNI MIFIDPRU investment firm.
The Firm has produced this Public Disclosure Document in line with the rules and requirements of MIFIDPRU 8, as applicable to non-SNI firms. This disclosure is made on an individual entity basis.
This Public Disclosure Document has been prepared based on the audited financials as of 31 December 2022, covering the financial period 1 January 2022 to 31 December 2022.
The Firm specialises in providing fiduciary management services. The Firm works with UK pension scheme trustees and sponsoring employers to help them execute their long-term strategies efficiently and target better outcomes for their scheme members. The Firm is part of the wider Van Lanschot Kempen group; an independent financial institution in the Netherlands, which is listed on Euronext Amsterdam. Van Lanschot Kempen is an independent, specialised wealth manager, active in private banking, investment management, and investment banking.
Date of disclosure: As of May 2024
For the period: As of 31 December 2023
1. Overview and summary
Van Lanschot Kempen Investment Management (UK) Limited (“Firm” or “we”) is authorised and regulated by the Financial Conduct Authority (“FCA”) (FRN: 166063) as a Markets in Financial Instruments (“MiFID”) firm and subject to the rules and requirements of the FCA’s Prudential Sourcebook for MiFID Investments Firms (“MIFIDPRU”) Handbook.
For the purposes of MIFIDPRU, the Firm has been classified as a non-small non-interconnected (“SNI”) firm, therefore as a non-SNI MIFIDPRU investment firm.
The Firm has produced this Public Disclosure Document in line with the rules and requirements of MIFIDPRU 8, as applicable to non-SNI firms. This disclosure is made on an individual entity basis.
This Public Disclosure Document has been prepared based on the audited financials as of 31 December 2022, covering the financial period 1 January 2022 to 31 December 2022.
The Firm specialises in providing fiduciary management services. The Firm works with UK pension scheme trustees and sponsoring employers to help them execute their long-term strategies efficiently and target better outcomes for their scheme members. The Firm is part of the wider Van Lanschot Kempen group; an independent financial institution in the Netherlands, which is listed on Euronext Amsterdam. Van Lanschot Kempen is an independent, specialised wealth manager, active in private banking, investment management, and investment banking.
Van Lanschot Kempen Investment Management (UK) Limited is registered in England & Wales with registration number 02833264. Registered office at 20 Gracechurch Street, London, EC3V 0BG Tel: +44 (0)20 3636 9400. Van Lanschot Kempen Investment Management (UK) Ltd, is authorised and regulated by the Financial Conduct Authority (FCA) with reference number 166063.